beck alabama argued february decided june alabama law felony murder lesser included offense capital crime killing alabama death penalty statute trial judge prohibited giving jury option convicting defendant lesser included offense instead jury must either convict defendant capital crime case must impose death penalty acquit defendant convicted trial judge must hold hearing consider aggravating mitigating circumstances may refuse impose death sentence instead sentence defendant life imprisonment petitioner convicted killing jury accordingly imposed death sentence alabama trial refused overturn petitioner trial testimony established participation robbery denied killing intent kill victim statutory prohibition trial instruct jury lesser included offense felony murder alabama appellate courts upheld conviction death sentence rejecting petitioner constitutional attack statutory prohibition lesser included offense instructions held death sentence may constitutionally imposed jury verdict guilt capital offense jury permitted consider verdict guilt lesser included offense pp providing jury third option convicting lesser included offense ensures jury accord defendant full benefit standard procedural safeguard especially important cases one evidence establishes defendant guilty serious violent offense leaves doubt element justifying conviction capital offense failure give jury third option inevitably enhances risk unwarranted conviction risk tolerated case defendant life stake pp alabama argument context apparently mandatory death penalty statute preclusion lesser included offense instructions heightens rather diminishes reliability guilt determination must rejected unavailability lesser included offense instructions apparently mandatory nature death penalty interject irrelevant considerations factfinding process diverting jury attention central issue whether state satisfied burden proving beyond reasonable doubt defendant guilty capital crime thus one hand unavailability third option may encourage jury convict impermissible reason belief defendant guilty serious crime punished hand apparently mandatory nature death penalty may encourage jury acquit equally impermissible reason whatever crime defendant deserve death particular case two extraneous factors may favor defendant prosecution may cancel every case introduce level uncertainty unreliability factfinding process tolerated capital case pp jury option refusing return verdict thus causing mistrial adequate substitute proper instructions lesser included offenses fact trial judge ultimate sentencing power compensate risk jury may return improper verdict unavailability third option jury finds defendant guilty lesser included offense judge opportunity impose death sentence moreover jury verdict must tendency motivate judge impose sentence jury circumstances presumed hearing always correct whatever mistakes occurred performance jury factfinding function pp stevens delivered opinion burger brennan stewart blackmun powell joined brennan filed concurring opinion post marshall filed opinion concurring judgment post rehnquist filed dissenting opinion white joined post david klingsberg argued cause petitioner briefs john herfort jay wishingrad john carroll edward carnes assistant attorney general alabama argued cause respondent brief charles graddick attorney general justice stevens delivered opinion granted certiorari decide following question may sentence death constitutionally imposed jury verdict guilt capital offense jury permitted consider verdict guilt lesser included offense evidence supported verdict petitioner tried capital offense obbery attempts thereof victim intentionally killed defendant alabama death penalty statute requisite intent kill may supplied doctrine felony murder thus lesser included offense capital crime killing however statute judge specifically prohibited giving jury option convicting defendant lesser included offense instead jury given choice either convicting defendant capital crime case required impose death penalty acquitting thus allowing escape penalties alleged participation crime defendant convicted death penalty imposed trial judge must hold hearing respect aggravating mitigating circumstances hearing evidence judge may refuse impose death penalty sentencing defendant life imprisonment without possibility parole case petitioner testimony established participation robbery man named roy malone petitioner consistently denied however killed man intended death petitioner version events accomplice entered victim home afternoon petitioner seized man intending bind rope accomplice unexpectedly struck killed state conceded absent statutory prohibition instructions testimony entitled petitioner lesser included offense instruction felony murder matter state law statutory prohibition instruct jury lesser included offense felony murder instead jury told petitioner acquitted capital crime intentional killing course robbery must discharged never tried anything ever roy malone record jury subsequently convicted petitioner imposed death penalty holding hearing respect aggravating mitigating factors trial refused overturn penalty courts petitioner attacked prohibition lesser included offense instructions capital cases arguing alabama statute constitutionally indistinguishable mandatory death penalty statutes struck woodson north carolina roberts louisiana alabama criminal appeals rejected argument ground jury function alabama statute determine guilt innocence death sentence required impose finding guilt merely advisory brief opinion denying review alabama also rejected petitioner arguments citing jacobs state cert denied upheld constitutionality alabama death penalty statute similar challenge petitioner contends prohibition giving lesser included offense instructions capital cases violates eighth amendment made applicable fourteenth amendment due process clause fourteenth amendment substantially increasing risk error factfinding process petitioner argues case evidence clearly establishes defendant guilt serious noncapital crime felony murder forcing jury choose conviction capital offense acquittal creates danger resolve doubts favor conviction response alabama argues preclusion lesser included offense instructions impair reliability factfinding process prejudice defendant way rather argues apparently mandatory death penalty make jury prone acquit doubtful case jury ability force mistrial refusing return verdict acts viable third option case jury doubts nevertheless unwilling acquit state also contends prohibiting lesser included offense instructions reasonable way assuring death penalty imposed arbitrarily capriciously result compromise verdicts finally argues error imposition death penalty jury cured judge hearing aggravating mitigating circumstances common law jury permitted find defendant guilty lesser offense necessarily included offense charged rule originally developed aid prosecution cases proof failed establish element crime charged see wright federal practice procedure long recognized also beneficial defendant affords jury less drastic alternative choice conviction offense charged acquittal justice brennan explained opinion keeble providing jury third option convicting lesser included offense ensures jury accord defendant full benefit standard moreover answer petitioner demand jury instruction lesser offense argue defendant may better without instruction true prosecution established beyond reasonable doubt every element offense charged lesser offense instruction offered jury must theoretical matter return verdict acquittal defendant entitled lesser offense instruction context precisely exposed substantial risk jury practice diverge theory one elements offense charged remains doubt defendant plainly guilty offense jury likely resolve doubts favor conviction case us example intent commit serious bodily injury necessary element crime petitioner charged crime simple assault since nature petitioner intent much dispute trial jury rationally convicted simple assault option presented jury presented two options convicting defendant assault intent commit great bodily injury acquitting outright say availability third option convicting defendant simple assault resulted different verdict indeed never explicitly held due process clause fifth amendment guarantees right defendant jury instructed lesser included offense nevertheless clear construction major crimes act preclude instruction raise difficult constitutional questions emphasis original never held defendant entitled lesser included offense instruction matter due process nearly universal acceptance rule state federal courts establishes value defendant procedural safeguard safeguard seem especially important case evidence unquestionably establishes defendant guilty serious violent offense leaves doubt respect element justify conviction capital offense failure give jury third option convicting lesser included offense seem inevitably enhance risk unwarranted conviction risk tolerated case defendant life stake often stated significant constitutional difference death penalty lesser punishments eath different kind punishment may imposed country point view defendant different severity finality point view society action sovereign taking life one citizens also differs dramatically legitimate state action vital importance defendant community decision impose death sentence appear based reason rather caprice emotion gardner florida opinion stevens ii alabama argues however petitioner factual premise wrong context apparently mandatory death penalty statute preclusion lesser included offense instructions heightens rather diminishes reliability guilt determination state argues jury led believe death sentence automatically follow finding guilt likely acquit convict whenever anything approaching reasonable doubt support theory state relies historical data described woodson north carolina opinion stewart powell stevens jj indicated american juries traditionally reluctant impose death penalty regularity disregarded oaths refused convict defendants death sentence automatic consequence guilty verdict state argument based misreading cases striking mandatory death penalties furman georgia held unconstitutional georgia statute vested jury complete unguided discretion impose death penalty saw fit ground procedure led wanton freakish imposition penalty stewart concurring response furman several enacted statutes purported withdraw discretion jury respect punishment decision making death penalty automatic finding guilt prevailing opinion noted woodson north carolina simply papered problem unguided unchecked jury discretion opinion stewart powell stevens historical evidence indicated juries faced mandatory death penalty statute often created sentencing discretion distorting factfinding process acquitting even clearly guilty defendant felt deserve die crime jury given guidance whatsoever determining exercise de facto sentencing power mandatory death statutes raised possibility death penalty imposed arbitrary capricious manner statute held invalid furman alabama statute enacted furman woodson many flaws made north carolina statute unconstitutional thus alabama statute makes guilt determination depend least part jury feelings whether defendant deserves death penalty without giving jury standards guide decision issue jacobs state cert denied chief justice torbert attempted distinguish alabama death statute north carolina louisiana statutes ground unavailability lesser included offense instructions substantially reduces risk jury nullification thus reluctance acquit defendant obviously guilty serious crime juries unlikely disregard oaths acquit defendant guilty capital crime simply abhorrence death penalty however death penalty mandatory state argues jury especially careful accord defendant full benefit standard state view end result perfect balance competing emotional pressures ensures defendant reliable procedure time reducing possibility arbitrary capricious guilt determinations state theory however supported nothing speculation conviction rate achieved prosecutors alabama statute hardly supports notion statute creates perfect equipoise moreover seems unlikely many jurors react theoretically perfect way state suggests justice shores stated dissent jacobs state supra remark furman infra woodson supra nation abhorred mandatory death sentence suggest although historical data support jurors point history perhaps equally abhor setting free defendant evidence establishes guilt serious crime way knowing influence either factors jury deliberation unappealing alternatives jury opts particular case matter purest conjecture know one outweighs jurors expected come jury box leave behind human experience taught increasing crime rate country source concern americans expect jury ignore reality find defendant innocent thereby set free evidence establishes beyond doubt guilty violent crime requires juries clinical detachment reality human experience iii state also argues whatever effect precluding lesser included offense instructions might otherwise possibility harm alabama statute two additional safeguards first although jury may convict defendant lesser included offense state argues may refuse return verdict doubtful case thus creating mistrial mistrial state may reindict capital offense lesser included offenses case jury instructed mistrial declared unable agree verdict unable agree fixing death penalty also told event mistrial defendant tried record persuaded state argument mistrial option adequate substitute proper instructions lesser included offenses extremely doubtful juries understand full implications mistrial confidence choice mistrial option ultimately lead right result thus assurance second trial end conviction defendant lesser included offense moreover invoking mistrial option case jury agrees defendant guilty offense though offense charged require jurors violate oaths acquit proper case contrary state assertions juries expected make lawless choices finally fact lesser included offense instructions traditionally given noncapital cases despite availability mistrial option indicates instructions provide necessary additional measure protection defendant state second argument even defendant erroneously convicted fact judge ultimate sentencing power ensure improperly sentenced death persuaded sentencing judge compensates risk jury may return improper verdict unavailability third option fully instructed jury find defendant guilty lesser noncapital offense judge opportunity impose death sentence moreover manifest jury verdict must tendency motivate judge impose sentence jury indeed according statistics submitted state attorney general fair infer jury verdict ordinarily followed judge even though must hold separate hearing aggravation mitigation imposes sentence circumstances unwilling presume hearing always correct whatever mistakes occurred performance jury factfinding function accordingly judgment alabama reversed footnotes kidnapping ransom attempts thereof victim intentionally killed defendant robbery attempts thereof victim intentionally killed defendant rape victim intentionally killed defendant carnal knowledge girl years age abuse girl attempt carnal knowledge victim intentionally killed defendant nighttime burglary occupied dwelling occupants intentionally killed defendant murder police officer sheriff deputy state trooper peace officer kind prison jail guard prison jail guard duty official act performance officer guard murder committed defendant sentence life imprisonment murder first degree killing done pecuniary valuable consideration pursuant contract hire indecent molestation attempt indecently molest child age years child victim intentionally killed defendant willful setting exploding dynamite explosive circumstances punishable section person intentionally killed defendant said explosion murder first degree wherein two human beings intentionally killed defendant one series acts murder first degree victim public official public figure murder stems caused related official position acts capacity murder first degree committed defendant engaged participating act unlawfully assuming control aircraft use threats force intent obtain valuable consideration release said aircraft passenger crewman thereon direct route movement said aircraft otherwise exert control said aircraft murder committed defendant convicted murder first second degree years preceding crime murder perpetrated witness subpoenaed testify preliminary hearing trial grand jury proceeding defendant kills procures killing witness perpetrated human intending kill witness alabama code vidence intent section shall supplied doctrine ritter state cert pending alabama held state satisfy burden proof new death penalty statute simply showing defendant intended commit robbery even showing known substantial possibility someone killed although state required prove defendant actual triggerman must show particularized intent kill victim sanctioned facilitated crime intentional killing culpability comparable actual killer alabama code provides jury finds defendant guilty shall fix punishment death defendant charged indictment following offenses aggravation must also averred indictment offenses charged said aggravation shall include lesser offenses alabama code provides jury finds defendant guilty one aggravated offenses listed section fixes punishment death shall thereupon hold hearing aid determine whether sentence defendant death life imprisonment without parole hearing evidence may presented matter deems relevant sentence shall include matters relating aggravating mitigating circumstances enumerated sections evidence deems probative value may received regardless admissibility exclusionary rules evidence provided defendant accorded fair opportunity rebut hearsay statements provided section shall construed authorize introduction evidence secured violation constitution state alabama state defendant counsel shall permitted present argument sentence death alabama rule cases capital cases defendant entitled lesser included offense instruction reasonable theory evidence support position fulghum state state concedes standard petitioner entitled instructions felony murder robbery brief respondent tr oral arg parties disagree whether petitioner also entitled instruction murder state law course occasion pass issue trial petitioner counsel argued telling jury got choice two things either sentence die acquit unconstitutionally interfered factfinding role made statute unconstitutional mandatory death penalty record alabama criminal appeals described petitioner argument respect constitutionality alabama death penalty statute follows trial jury instructed lesser included offenses absence provision appellant insists choice petit jury imposing death acquitting defendant two choices presented jury statute interpreted mandatory death provision dissenting opinion justice rehnquist takes position required construe alabama failure address petitioner federal constitutional claims determination petitioner waived claims disagree clear petitioner present federal claims fashion alabama state never argued presentation insufficient matter state law preserve issue contrary brief opposition petition certiorari state argued alabama appellate courts reviewed matters raised petition fully considered correctly decided issues similarly certiorari granted state argue petitioner due process eighth amendment claims properly raised preserved parties course confer jurisdiction agreement simply brush aside alabama attorney general view state law cf chambers mississippi especially true case death penalty imposed plainly unconstitutional manner cf vachon new hampshire alabama criminal appeals relied jacobs state cert denied proposition majority jacobs specifically discuss validity prohibition lesser included offense instructions however opinion concurring part dissenting part chief justice torbert stated far suspect prohibition helped save statute unconstitutional mandatory death penalty noted roberts louisiana struck mandatory death penalty statute required judge give jury option convicting lesser included offenses whether instructions warranted evidence ground statute gave jury de facto standardless sentencing discretion alabama statute withdraws jury discretion control imposition death penalty convicting defendant lesser included offense judge jury actual sentencing chief justice concluded statute acceptable matter federal constitutional law petitioner also argues alabama law requires trial judge give lesser included offense instructions appropriate noncapital cases total prohibition instructions capital cases constitutes irrational discrimination violative equal protection clause fourteenth amendment view disposition case necessary consider issue moreover petitioner failed raise claim courts hale pleas crown hawkins pleas crown ed chitty criminal law ed starkie treatise criminal pleading ed mississippi death penalty statute also contained prohibition charging lesser included offenses jackson state mississippi struck part statute ground constitutes impediment full complete administration justice trial capital cases therefore binding courts warning lesser included offense instructions given indiscriminately automatically held continue given warranted evidence principle first announced stevenson judge may entirely satisfied whole evidence case person killing actuated malice passion lower grade crime murder manslaughter reason absence malice yet evidence fairly tending bear upon issue manslaughter province jury determine evidence condition mind say whether crime murder manslaughter case elements crime charged constitute lesser crime defendant evidence justified doubt entitled instruction permit finding guilt lesser offense see stevenson rule federal rules criminal procedure provides defendant may found guilty offense necessarily included offense charged although rule permissively phrased universally interpreted granting defendant right requested lesser included offense instruction evidence warrants see scharf crutchfield government virgin islands carmona wright federal practice procedure although vary descriptions quantum proof necessary give rise right lesser included offense instruction agree must given supported evidence see christie state alaska state valencia westbrook state ark people preston cal people white state brown matthews state del state terry loury state app state travis haw state beason idaho people simpson app pruitt state ind state millspaugh iowa state white martin commonwealth state carmichael blackwell state md cert denied commonwealth santo mass people jones state merrill jackson state miss state stone mo app state ostwald mont state hegwood neb colle state state boone state saulnier state aubrey people henderson state drumgold state piper state kilby ohio gilbreath state crim app state thayer app commonwealth terrell state funchess state grimes howard state day state tex crim app state gillian utah painter commonwealth state workman state wayne leach state jones state wyo see gardner florida opinion stevens lockett ohio lockett chief justice explained rationale requiring reliable procedures capital sentencing determinations perfect procedure deciding cases governmental authority used impose death statute prevents sentencer capital cases giving independent mitigating weight aspects defendant character record circumstances offense proffered mitigation creates risk death penalty imposed spite factors may call less severe penalty choice life death risk unacceptable incompatible commands eighth fourteenth amendments death finality differs life imprisonment prison term differs one year two qualitative difference corresponding difference need reliability determination death appropriate punishment specific case need decide whether due process clause require giving instructions noncapital case jury told judge final sentencing authority rather jury instructed must impose death sentence finds defendant guilty led believe implication sentence final analysis led conclusion louisiana death penalty statute unconstitutional roberts louisiana opinion stewart powell stevens case involved mandatory death penalty statute required judge give lesser included offense instruction whether justified evidence procedure invites jurors disregard oaths choose verdict lesser offense whenever feel death penalty inappropriate equivalent discretionary death statute jury given complete unreviewable discretion unguided standards death penalty appropriate gregg georgia opinion stewart powell stevens jj prevailing opinion specifically rejected argument new georgia statute unconstitutional availability lesser included offense instructions made possible jury might erroneously remove defendant consideration candidate death penalty statute like georgia guilt determined separately punishment little risk jury use power decide guilt make de facto punishment decision thus eliminating lesser included offense instructions effect reducing risk arbitrariness imposition death penalty contrary stated gregg eliminating procedural safeguards long accorded criminal defendants raise serious constitutional questions thus cases like preclusion lesser included offenses linked mandatory death penalty state even raise possibility elimination procedural safeguard permissible way reduce arbitrary capricious infliction death penalty first defendants tried alabama statute convicted see brief opposition jacobs alabama pp case state argued reason high conviction rate prosecutors rarely indict capital offenses except clearest cases risk failure proof essential element crime might lead acquittal assuming reason high conviction rate statistics still support hypothesis juries likely acquit convict doubtful case closing arguments case indicate alabama statute issue whether defendant deserves death penalty often seem important issue whether state proved every element capital crime beyond reasonable doubt thus case prosecutors defense attorneys spent great deal argument time desirability death penalty general application petitioner particular rather focusing crucial issue whether evidence showed petitioner possessed intent necessary convict capital charge alabama code provides jury finds defendant guilty defendant must discharged may enter judgment mistrial upon failure jury agree verdict guilty guilty fixing penalty death entry judgment mistrial defendant may tried aggravated offense may reindicted offense wherein indictment allege aggravated circumstance defendant reindicted offense wherein indictment allege aggravated circumstance punishment upon conviction shall heretofore hereafter provided law however punishment shall death life imprisonment without parole jury case hardly sure effect mistrial closing argument one petitioner attorneys told jury opportunity reindictment way take petitioner bar justice enter plea guilty murder robbery either one life prison take record another point however petitioner attorney indicated petitioner still punished even acquitted stating submit acquit still etowah county jail submit acquit receive due punishment say due punishment death instructions jury trial judge stated acquitted petitioner tried anything ever roy malone although explained petitioner retried event mistrial elaborate retrial entail state brief opposition petition certiorari jacobs alabama first defendants sentenced conviction jury capital offenses received death penalty trial judge see pp brief dissent jacobs state justice jones pointed practical obstacles treating jury imposition death penalty purely advisory leave sentence reduction prerogative trial place undue pressures upon office admittedly trial judge must often bulwark legal system presented unpopular causes adverse public opinion state recent history however reflects outcry unjustified criticism attendant trial judge reduction sentence life imprisonment without possibility parole jury returned sentence death clearly pressure constitutes undue compulsion trial judge conform sentence imposes previously returned jury omitted mr although join opinion continue believe death penalty circumstances contrary eighth amendment prohibition imposition cruel unusual punishments gregg georgia brennan dissenting justice marshall concurring judgment continue believe death penalty circumstances cruel unusual punishment prohibited eighth fourteenth amendments furman georgia marshall concurring gregg georgia marshall dissenting godfrey georgia marshall concurring judgment addition agree alabama prohibition giving lesser included offense instructions capital cases unconstitutional substantially increases risk error factfinding process however join assumption death penalty may ever imposed without violating command eighth amendment cruel unusual punishments imposed lockett ohio marshall concurring judgment bell ohio marshall concurring judgment join judgment justice rehnquist justice white joins dissenting opinion begins stating granted certiorari decide question whether sentence death may constitutionally imposed jury verdict guilt capital offense jury permitted consider verdict guilt lesser included noncapital offense evidence supported verdict find treatment issue highly unusual since although question raised alabama trial alabama intermediate appeals preserved alabama began opinion language petitioner beck raises one issue whether alabama criminal appeals erred finding alabama death penalty statute violation article iii section article section amendment constitution alabama believe suffices jurisdiction granted us constitution congress brush matter grounds petitioner presented claim fashion alabama state never argued presentation insufficient matter state law preserve issue matter may stipulated waived parties case decided merits title provides certiorari jurisdiction extends inal judgments decrees rendered highest state decision hulbert chicago said urged writ error petition citation stated certain rights privileges claimed constitution state illinois decided rights privileges urged chief justice allow writ error sufficient moreover stated highest state failed pass upon federal question assumed omission due want proper presentation state courts unless aggrieved party affirmatively show contrary emphasis supplied believing therefore proceedings alabama jurisdiction decide question purports decide dissent