polk county dodson argued october decided december respondent brought suit federal district petitioners polk county offender advocate board supervisors martha shepard attorney offender advocate office factual basis lawsuit respondent alleged shepard assigned represent appeal criminal conviction iowa failed represent adequately since moved permission withdraw counsel ground respondent claim legally frivolous iowa granted shepard motion dismissed respondent appeal district respondent alleged shepard actions violated certain constitutional rights establish shepard acted color state law jurisdictional requisite action respondent relied employment county district dismissed claims petitioners appeals reversed held public defender act color state law performing lawyer traditional functions counsel indigent defendant state criminal proceeding based activities complaint shepard must dismissed pp moment shepard assignment represent respondent relationship became identical existing lawyer client except source shepard payment legal system posits defense lawyer best serves public acting state behalf concert rather advancing undivided interest client essentially private function state office authority needed pp cases assumed doctors serving supervisory capacities state institutions held liable controlling donaldson estelle gamble distinguished pp although employment relationship state public defender relevant factor insufficient establish public defender acts color state law within meaning public defender amenable administrative direction sense state employees equally important state constitutional obligation respect professional independence public defenders engages pp ethical obligation lawyer whether privately retained publicly appointed clog courts frivolous motions appeals respondent legitimate complaint shepard failed prosecute frivolous appeal behalf pp respondent alleged unconstitutional action polk county offender advocate board supervisors extent claims rest respondent superior theory liability fail present claim constitutional tort actionable described bald allegations shepard injured respondent acting pursuant administrative rules procedures county retains maintains advocates law school numerous occasions moved withdraw appeals convictions respondent failed allege administrative policy arguably cause violation rights sixth eighth fourteenth amendments official policy withdrawal frivolous cases violate constitution pp powell delivered opinion burger brennan white marshall rehnquist stevens joined burger filed concurring opinion post blackmun filed dissenting opinion post norman jesse argued cause petitioners briefs dan johnston john hudson appointment argued cause filed brief respondent edwin kneedler argued cause amicus curiae urging affirmance brief acting solicitor general wallace acting assistant attorney general turner elinor hadley stillman walter barnett louise lerner briefs amici curiae filed paul jones mollie raskind minnesota state public defender richard wilson howard eisenberg national legal aid defender association et al justice powell delivered opinion question case whether public defender acts color state law representing indigent defendant state criminal proceeding case arose respondent russell richard dodson filed pro se complaint district southern district iowa dodson brought action federal factual basis lawsuit dodson alleged martha shepard attorney polk county offender advocate office failed represent adequately appeal iowa employee county shepard assigned represent dodson appeal conviction robbery inquiring case however moved permission withdraw counsel ground dodson claims wholly frivolous shepard accompanied motion affidavit explaining conclusion also filed memorandum summarizing dodson claims supporting legal arguments november iowa granted motion withdraw dismissed dodson appeal complaint district respondent alleged shepard actions especially motion withdraw deprived right counsel subjected cruel unusual punishment denied due process law sought injunctive relief well damages amount establish shepard acted color state law jurisdictional requisite action dodson relied employment county dodson also sued polk county polk county offender advocate polk county board supervisors alleged offender advocate board supervisors established rules procedures shepard bound follow handling criminal appeals district dismissed dodson claims defendants supp held relevant actions shepard occurred color state law canvassing leading authorities reasoned public defender owes duty undivided loyalty client public defender therefore sued agent state district dismissed offender advocate suit theory also held dodson complaint failed allege requisite personal involvement state claim polk county board supervisors appeals eighth circuit reversed like district assumed public defender owed client responsibility attorney view however dispositive point iowa offender advocates employees county merely creature state whether public defender received instructions county officials beside point public defenders receive power selected clients employed county represent certain class clients likely little choice selecting lawyer defend holding issue recognized decision conflicted holdings number courts appeals reasoning dodson pro se complaint liberally construed also ordered reinstatement claims offender advocate board supervisors question involvement left factual development district addition ordered dodson given opportunity remand state claim county greater specificity finally rejected argument public defender enjoy immunity provided judges prosecutors held defendants entitled defense good faith absolute immunity one member panel filed dissent dissent argued person acts color state law exercising powers created authority state case reasoned alleged wrongs made possible defendant public defender essence complaint asserted ordinary malpractice claim equally maintainable retained attorney appointed counsel dissent also argued public defender entitled absolute immunity suit granted certiorari resolve division among courts appeals whether public defender acts color state law providing representation indigent client reverse ii classic held person acts color state law exercising power possessed virtue state law made possible wrongdoer clothed authority state law case offender advocate polk county assigned martha shepard represent russell dodson appeal criminal conviction assignment entailed functions obligations way dependent state authority moment appointment shepard became dodson lawyer dodson became shepard client except source payment relationship became identical existing lawyer client lawyer undertaken representation accused duties obligations whether lawyer privately retained appointed serving legal aid defender program aba standards criminal justice ed within context legal system duties defense lawyer personal counselor advocate often said lawyers officers courts appeals agreed lawyer representing client virtue officer state actor color state law within meaning system defense lawyer characteristically opposed designated representatives state system assumes adversarial testing ultimately advance public interest truth fairness posits defense lawyer best serves public acting behalf state concert rather advancing undivided interest client essentially private function traditionally filled retained counsel state office authority needed iii respondent argues public defender employment relationship state rather function determine whether acts color state law take different view arguing employment relationship establishes public defender acts color state law dodson relies heavily two cases assumed physicians whose relationship patients traditionally depended state authority held liable see donaldson estelle gamble cases argues analytically identical one like physicians estelle public defender paid state like institutionalized patients cases indigent convict unable choose professional render traditionally private services factors argued establish public defender like physicians state hospitals act color state law amenable suit view estelle distinguishable case involved claims psychiatrist served superintendent state mental hospital although physician traditionally private obligations patients sued capacity state custodian administrator unlike lawyer administrator state hospital owes duty undivided loyalty patients contrary function protect interest public well wards similarly estelle involved physician medical director texas department corrections also chief medical officer prison hospital saw patients custodial well medical capacity custodian supervisory functions doctors estelle faced employer different posture public defender institutional physicians assume obligation mission state institution attempts achieve public defender different argued dissenting opinion appeals functions public defender enter guilty pleas move suppress state evidence object evidence trial state witnesses make closing arguments behalf defendants adversarial functions find peculiarly difficult detect color state law activities despite public defender obligation represent clients state dodson argues appeals concluded status public defender differs materially defense lawyers public defenders paid state argued subject supervision persons interest unrelated indigent clients although employment relationship certainly relevant factor find insufficient establish public defender acts color state law within meaning first public defender amenable administrative direction sense employees state administrative legislative decision undoubtedly influence way public defender work state decisions may determine quality law library size caseload defense lawyer nature function servant administrative superior held standards competence integrity private lawyer see moore public defender works canons professional responsibility mandate exercise independent judgment behalf client lawyer shall permit person recommends employs pays render legal services another direct regulate professional judgment rendering legal services dr aba code professional responsibility second equally important constitutional obligations state respect professional independence public defenders engages decision gideon wainwright established right state criminal defendants guiding hand counsel every step proceedings quoting powell alabama implicit concept guiding hand assumption counsel free state control fair trial unless accused receives services effective independent advocate see gideon wainwright supra holloway arkansas least absence pleading proof contrary therefore assume polk county employed public defenders satisfy state obligations gideon wainwright attempted control action manner inconsistent principles gideon rests respondent urges different view public defender relationships clients state whatever ethical obligations public defenders argues characteristically extend clients undivided loyalty tendered privately retrained attorneys support argument dodson notes public defender moved dismissed case clients wishes dodson claims suffered prejudice act insists action taken privately retained attorney dodson argument assumes private lawyer borne professional obligations refuse prosecute frivolous appeal error claiming public defender peculiarly subject divided loyalties dodson confuses lawyer ethical obligations judicial system allegiance tot eh adversary interest state criminal prosecution although defense attorney duty advance colorable claims defenses cannons professional ethics impose limits permissible advocacy obligations lawyer whether privately retained publicly appointed clog courts frivolous motions appeals dodson legitimate complaint lawyer refused matter empirical fact may may true professional obligations withdraw frivolous appeals invoked disproportionate frequency cases involving indigent prisoners recent burgeoning postconviction remedies undoubtedly subjected legal system unprecedented strains including increased demands legal assistance state iowa responded authorizing provision greater representation constitution requires system public defenders contemplates extension legal assistance various tiers postconviction review incorporating general ethical limitation counsel withdraw frivolous cases context dodson argues public defenders making withdrawal decision viewed indigent prisoners hostile state actors think little justification view indeed widely held iv concluding shepard act color state law exercising independent professional judgment criminal proceeding suggest public defender never acts role branti finkel example found public defender acted making hiring firing decisions behalf state may although question present case public defender also act color state law performing certain administrative possibly investigative functions cf imbler pachtman course intimate views public defender liability malpractice appropriate case state tort law see ferri ackerman respect dodson claims shepard decide public defender act color state law performing lawyer traditional function counsel defendant criminal proceeding based activities complaint shepard must dismissed complaint district dodson also asserted claims offender advocate polk county polk county board supervisors section support claim based respondent superior theory liability monell new york city dept social services extent dodson claims rest basis fail present federal claim appeals apparently read dodson pro se complaint susceptible another construction found actionable claim bald allegation shepard injure acting pursuant administrative rules procedures handling criminal appeals employers therefore responsible actions also noted allegation respondent complaint county retains maintains advocates law school numerous occasions moved withdraw appeals criminal convictions question whether either allegation describes constitutional tort actionable conclude monell new york city dept social service supra held official policy must moving force constitutional violation order establish liability government body see rizzo goode general allegation administrative negligence fails state constitutional claim cognizable case respondent fails allege policy arguably violated rights sixth eighth fourteenth amendments assert assistant public defenders refused prosecute certain appeals grounds frivolity policy withdrawal frivolous cases violate constitution anders california respondent argued existence impressible policy pursuant withdrawals might occurred respondent asserted personally deprived sixth amendment right effective counsel however failed allege deprivation caused constitutionally forbidden rule procedure dodson complaint viewed standards cases even light sympathetic pleading requirements applicable pro se petitioners see haines kerner per curiam believe alleged unconstitutional action offender advocate polk county polk county board supervisors accordingly claims must dismissed vi reasons stated opinion decision appeals reversed footnotes pursuant rule iowa rules appellate procedure provides pertinent part counsel appointed represent convicted indigent defendant appeal convinced conscientious investigation trial transcript appeal frivolous good conscience proceed appeal may move writing withdraw motion must accompanied brief referring anything record might arguably support appeal iowa procedure similar prescribed anders california dodson also asserted pendent claims malpractice breach oral promise prosecute appeal courts appeals seventh eighth circuits held public defenders act color state law representation indigent defendants see robinson bergstrom public defender acts color state law absolutely immune suit case fifth tenth circuits held see slavin curry modified grounds espinoza rogers third ninth circuit supported latter position dicta cases held public defenders entitled absolute immunity suit see brown joseph cert denied miller barilla petition certiorari case also presented immunity question petitioners asked us decide whether public defenders entitled absolute immunity judges see bradley fisher wall prosecutors see imbler pachtman hold public defender act color state law performing traditional functions counsel criminal defendant need reach immunity issue reiterated definition subsequent cases see screws monroe pape see burger counsel prosecution defense roles minimum standards crim view public defender obligations client accepted virtually every considered issue see espinoza rogers supra brown joseph supra see skolnick martin dotlich kane true even cases private attorney assigned represent indigent defendant see page sharpe hall quillen mulligan schlachter french corrigan cert denied barnes dorsey ferri ackerman primary office performed appointed counsel parallels office privately retained counsel although true appointed counsel serves pursuant statutory authorization furtherance federal interest insuring effective representation criminal defendant duty public large except general way principal responsibility serve undivided interests client indeed indispensable element effective performance responsibilities ability act independently government oppose adversary litigation although lawyers generally licensed officials government virtue lawyers griffiths see rule adopted verbatim dr iowa code professional responsibility lawyers printed iowa rules rule mandatory character lawyer violated subject disciplinary action iowa courts see sanchez murphy supp personal relationship established deputy public defender defendant one public defender control cannons professional ethics require deputy man irrespective advice pressures others deputy public defender realistic sense fulfillment professional responsibilities servant public defender independent officer relying cases burton wilmington parking authority moose lodge irvis respondent claims state funding criminal defenses makes joint participant enterprise locked symbiotic relationship individual public defenders urges us hold theory public defenders act color state law within meaning burton moose lodge question whether state action present case question whether public defender concededly employee county acted color state law representation russell dodson although sometimes treated question identical see price need consider relationship order decide case factual inquiry professional obligations functions public defender persuades us shepard joint participant state representing respondent acting color state law dissenting opinion post describes public defender state employee working office fully funded extensively regulate state acting fulfill state obligation dissent reasons description purposes determining color state law question function performed public defender immaterial difference respect dissent contends administrative functions see branti finkel lawyer traditional functions counsel defendant criminal proceeding view ignores basic distinction latter capacity public defender acting behalf state state adversary see aba standards criminal justice commentary ed lawyer whether assigned part legal aid defender staff privately retained paid duty take steps present dilatory frivolous motions actions unfounded according lawyer informed professional judgment contrary unprofessional conduct aba standing committee ethics professional responsibility informal opinion obligation take criminal appeal reprinted informal ethics opinions like lawyer private counsel ethically clog courts frivolous motions appeals see also nickols gagnon see aba standards criminal justice commentary ed noting lawyers assigned indigent prisoners often put pressure engage dilatory frivolous tactics see iowa code ch public defender appointed pursuant state statute directed prosecute appeals remedies conviction considers interest justice views unfortunate adversary system function best lawyer enjoys wholehearted confidence client confidence improved creating disincentive state provide postconviction assistance indigent prisoners impose liability lawyer performance traditional functions counsel criminal defendant precisely effect addition possible relief state tort law indigent prisoner retains right initiate state federal habeas corpus proceedings innocent prisoner wrongly incarcerated result ineffective malicious counsel normally important form judicial relief disturb theory cases brought public defenders prosecuted extorting payment clients friends relatives color law see senak cert denied chief justice burger concurring join opinion important emphasize providing counsel accused governmental participation limited gideon wainwright argersinger hamlin government undertakes provide professionally qualified advocate wholly independent government independence governmental control assigned task performed crucial advocate officer issued commission practice owes obligation repudiate external effort direct obligations client carried obligations owed attorney client defined professional codes governmental entity defense advocate compensation derived disciplinary rule aba code professional responsibility succinctly rule lawyer shall permit person recommends employs pays render legal services another direct regulate professional judgment rendering legal services see aba code professional responsibility canon lawyer exercise independent professional judgment behalf client ethical consideration explains canon professional judgment lawyer exercised within bounds law solely benefits client free compromising influences loyalties neither personal interests interests clients desires third persons permitted dilute loyalty client justice blackmun dissenting one perhaps particularly circumspect finds solitary dissent see commissioner americans dissenting opinion careful reflection however convinced position valid one therefore set forth views opposition state employee working office fully funded extensively regulated state acting fulfill state obligation violates person constitutional rights consistently held employee acts color state law within meaning reach conclude decision case contrary prior rulings meaning color state law charts new territory adopting functional test determining liability statute respectfully dissent holds first time today government official employment relationship relevant factor determining whether acts color state law within meaning ante last term parratt taylor noted official unquestionably satisfied requirement state employees positions considerable authority thus began ended discussion question case taylor county employee sued action presumptively acts color state law see also flagg brooks definition color state law relied upon articulated classic requires defendants action committed challenged acts course performance duties misused power possessed virtue state law made possible wrongdoer clothed authority state law see also screws plurality opinion respondent allegations place case squarely within components definition respondent challenges action taken petitioner shepard county employee acting official capacity exercising responsibilities pursuant iowa law see generally iowa code implicitly concedes offender advocate assignment shepard handle respondent appeal action color law fails recognize virtue assignment shepard authority represent respondent seek permission withdraw counsel thereby allegedly violating constitutional rights authority privately retained attorney represent client derived client selection lawyer public defender power however possessed virtue state selection attorney official employment insists public defenders unlike state employees free state control subject administrative direction ethical standards require professional judgment sacrificed interest employers state obligated provide indigent defendants independent advocates distinction ignores precedent reality long held state official acts color law state authorize even know conduct see adickes kress monroe pape state instruct shepard withdraw respondent case therefore irrelevant question whether acted color state law moreover present case indistinguishable estelle gamble held prison doctor deliberate indifference prisoner medical needs prohibited eighth amendment may subject claim prisoner complaint gamble stated claims gray capacity medical director texas department corrections treating physician gray sued allegedly given plaintiff substandard medical care doctor duty public custodial supervisory functions issue determined gray acted color state law capacity custodian administrator dismissed claims want jurisdiction rather merits today holds public defender act color state law independent ethical obligations client yet gamble distinguished ground individual physician professional ethical obligation patient attorney client like public defender institutional doctor responsibilities patient may conflict institutional policies practices moreover gray fulfilling state duty supply medical care prison inmates similarly public defender dedicated satisfying state obligation provide representation indigent defendants finally like respondent say selection shepard attorney inmate gamble role choice gray doctor gamble find color state law evaporated face professional independent ethical obligations see case different demonstrated pervasive involvement county operations offender advocate office view unduly minimizes influence government actually public defender public defender merely paid county totally dependent financially county board supervisors fixes compensation public defender staff provides office equipment supplies see iowa code board likewise statutorily empowered determine indigency prescribe number assistant attorneys staff members considered necessary public defender see county control size funding public defender office well number potential clients effectively dictates size individual attorney caseload influences substantially amount time attorney able devote case public defender discretion handling individual cases therefore ability provide effective assistance clients circumscribed extent experienced privately retained attorneys see robinson bergstrom public defender delayed five years filing appellate brief error judgment regarding caseload cases per year similarly authority appointment public defender staff see iowa code gives state substantial influence quality representation indigents receive addition public defender directed file annual report judges district county serves state attorney general county board supervisors setting forth detail cases handled defender office preceding year requirement suggests government supervisory control public defender office least public defender wary antagonizing official must report owes appointment existence office see surely public defender staff must conform whatever policies regulations office state imposes including aimed ensuring effectiveness representation case example county may directed petitioner shepard withdraw respondent case certainly established general guidelines describing factors public defender consider determining appeals frivolous proper treatment appeals basis opinion estelle gamble county pervasive involvement offender advocate office case necessarily conclude presumption state employee acts color state law exercising official duties overridden public defender ethical obligations client ii although holding petitioner shepard may held liable withdrawing respondent appeal limits ruling cases public defender performs lawyer traditional functions counsel defendant criminal proceeding ante appears concede public defender may act color state law performing unspecified administrative investigative functions even acting advocate conduct nontraditional plaintiff pleads proves state influenced attorney representation see ante attempts draw distinctions based function unconvincing never held government employee acts color state law performing official duties performing others drew distinctions estelle gamble supra although adopted approach today held institutional physician acts color state law acting custodian administrative roles treating patient conclude creates artificial distinction order avoid conflict branti finkel pause question whether defender acted color state law imbler pachtman cited ante support based policy considerations inapplicable see infra held imbler prosecutor enjoys absolute immunity actions taken role advocate refused decide however whether policies require immunity prosecutors acting administrative investigate roles imbler therefore fail endorse functional test adopted pointed difficulties foresaw implementing test see moreover question immunity type affirmative defense afforded state official sued completely different issue whether employee acts color state law determination goes federal jurisdiction complaint defendant act color state law federal power entertain complaint immunity doctrine based traditions policy considerations defense must pleaded relevant power consider case even officials protected absolute immunity act color state law imbler indicate contrary fact absolute immunity protects prosecutor liability long actions within scope immunity see imbler nowhere suggested imbler functional test properly used context also disclaims intent disturb cases public defenders prosecuted criminal counterpart extorting payment clients friends relatives ante citing senak cert denied apparently consider conduct traditional function attorney yet appeals holding senak attorney acted color law inconsistent final loophole apparently leaves open possibility indigent defendant plead prove state influenced public defender assigned case make public defender liable see ante type state intervention sufficient plaintiff supposed allege facts discovery specified essence appears holding public defender exempt liability alleged injury ineffective assistance counsel disturbing see adopt hierarchy constitutional rights purpose actions approach extremely difficult implement envision functional analysis one two results view unfortunate federal courts effect adopts per se rule dismiss complaints public defenders egregious behavior public defender even unquestionably result pressure state cognizable alternatively courts may attempt diligently implement ruling dismiss claims based public defender traditional functions advocate outcome fear lengthy involved hearings merits determine whether jurisdiction result wishes avoid iii sympathetic desire protect public defenders represent indigent defendants good faith suit every dissatisfied client concern public defender programs seeming hostility merits respondent claims see ante justify approach taken today recognize public defenders act color state law transform every legal malpractice constitutional violation cf estelle gamble presumably immunity provided public defenders sued always seen fit rely immunity procedures available dismissing meritless complaints order protect state officials see butz economou cf ferri ackerman affirm judgment appeals also says public defender ethical obligations privately retained lawyer concludes public defender serves essentially private function state office authority needed ante fact state official role parallel one private sector however never deterred holding former action color state law section meant proscribed certain actions state officials even though identical conduct private persons included within statutes scope cf estelle gamble see also griffin maryland individual possessed state authority purports act authority action state action irrelevant might taken action acted purely private capacity although griffin involved state action fourteenth amendment state action color state law consistently treated incorporating identical requirements see infra similarly donaldson defendant psychiatrist superintendent state mental hospital sued actions taken pursuant responsibilities protect public evidence clearly showed plaintiff hospitalized reasons dangerousness others see reasoning claims may based doctrine respondent superior concluded respondent stated claim offender advocate polk county county board supervisors see ante agree appeals however respondent allege defendants established layed sic ground rules public defender office authorize petitioner shepard act manner prescribed complaint app respondent also alleged public defenders offender advocate office acted manner shepard challenged process office represented indigents although respondent point particular official policy pursuant shepard acted withdrawing case general allegations existence policy however inartfully pleaded sufficient call opportunity offer supporting evidence haines kerner respondent unable substantiate claims complaint course may dismissed motion summary judgment pervasive state control public defenders distinguished attorneys state officials control caseloads representations depend state fee state real involvement although find precedents definition color state law persuasive also draw support discussions state action fourteenth amendment find basis intimation ante two doctrines incorporate different requirements see price extent analyzed two concepts separately done suits private actors flagg brooks observed course defendant public official two elements action merge involvement state official plainly provides state action essential show direct violation petitioner fourteenth amendment rights whether actions officer officially authorized lawful adickes kress citations omitted ellipses original principles articulated burton wilmington parking authority discerning state action conduct private party therefore helpful way analogy first public defender office constitute physically financially integral indeed indispensable part state plan fulfill constitutional obligation provide representation indigents second relationship state public defender symbiotic one state able satisfy responsibility supply counsel defendants public defender gainfully employed finally state responsible public defenders office attempt ensure clients receive effective assistance counsel example hiring qualified personnel providing sufficient funding enforcing strict standards competence cases ineffective assistance public defenders may said state made party representation elected place power property prestige behind public defender action state far insinuated position interdependence attorney must recognized joint participant challenged activity hand forced somewhat precedent even officials afforded absolute immunity civil damages susceptible prosecution willful violation civil rights see imbler pachtman consistently held two provisions incorporated requirement see adickes kress price senak appeals held public defender demand compensation client made ostensibly virtue attorney appointment backed power state official position gave opportunity make demands clothed authority state similarly case petitioner shepard authority withdraw respondent case derived appointment backed power state official position gave opportunity act allegedly violate respondent constitutional rights discuss issue detail reach assume public defenders afforded qualified immunity absolute immunity extended position history immunity see pierson ray moreover public defenders jobs subject conflicting responsibilities number constituencies absolute immunity necessary ensure principled decisionmaking fact threat claims dissatisfied clients may provide additional incentive competent performance public defender duties see ferri ackerman